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Char-mander Use mBackdoor! A Study of Cross-lingual Backdoor Attacks in Multilingual LLMs
Beniwal, Himanshu, Panda, Sailesh, Singh, Mayank
We explore Cross-lingual Backdoor ATtacks (X-BAT) in multilingual Large Language Models (mLLMs), revealing how backdoors inserted in one language can automatically transfer to others through shared embedding spaces. Using toxicity classification as a case study, we demonstrate that attackers can compromise multilingual systems by poisoning data in a single language, with rare tokens serving as specific effective triggers. Our findings expose a critical vulnerability in the fundamental architecture that enables cross-lingual transfer in these models. Our code and data are publicly available at https://github.com/himanshubeniwal/X-BAT.
One-Step Early Stopping Strategy using Neural Tangent Kernel Theory and Rademacher Complexity
Xavier, Daniel Martin, Chamoin, Ludovic, Jerray, Jawher, Fribourg, Laurent
The early stopping strategy consists in stopping the training process of a neural network (NN) on a set $S$ of input data before training error is minimal. The advantage is that the NN then retains good generalization properties, i.e. it gives good predictions on data outside $S$, and a good estimate of the statistical error (``population loss'') is obtained. We give here an analytical estimation of the optimal stopping time involving basically the initial training error vector and the eigenvalues of the ``neural tangent kernel''. This yields an upper bound on the population loss which is well-suited to the underparameterized context (where the number of parameters is moderate compared with the number of data). Our method is illustrated on the example of an NN simulating the MPC control of a Van der Pol oscillator.
Approximation Bounds for Recurrent Neural Networks with Application to Regression
Jiao, Yuling, Wang, Yang, Yan, Bokai
We study the approximation capacity of deep ReLU recurrent neural networks (RNNs) and explore the convergence properties of nonparametric least squares regression using RNNs. We derive upper bounds on the approximation error of RNNs for H\"older smooth functions, in the sense that the output at each time step of an RNN can approximate a H\"older function that depends only on past and current information, termed a past-dependent function. This allows a carefully constructed RNN to simultaneously approximate a sequence of past-dependent H\"older functions. We apply these approximation results to derive non-asymptotic upper bounds for the prediction error of the empirical risk minimizer in regression problem. Our error bounds achieve minimax optimal rate under both exponentially $\beta$-mixing and i.i.d. data assumptions, improving upon existing ones. Our results provide statistical guarantees on the performance of RNNs.
Efficient and Effective Vocabulary Expansion Towards Multilingual Large Language Models
Kim, Seungduk, Choi, Seungtaek, Jeong, Myeongho
This report introduces \texttt{EEVE-Korean-v1.0}, a Korean adaptation of large language models that exhibit remarkable capabilities across English and Korean text understanding. Building on recent highly capable but English-centric LLMs, such as SOLAR-10.7B and Phi-2, where non-English texts are inefficiently processed with English-centric tokenizers, we present an efficient and effective vocabulary expansion (EEVE) method, which encompasses parameter freezing and subword initialization. In contrast to previous efforts that believe new embeddings require trillions of training tokens, we show that our method can significantly boost non-English proficiency within just 2 billion tokens. Surpassing most instruction-tuned LLMs on the Open Ko-LLM Leaderboard, as of January 2024, our model \texttt{EEVE-Korean-10.8B-v1.0} ranks as the leading Korean pre-trained model in the open-source community, according to Hugging Face's leaderboard. We open-source our models on Huggingface to empower the open research community in various languages.
Stability of Accuracy for the Training of DNNs Via the Uniform Doubling Condition
We study the stability of accuracy during the training of deep neural networks (DNNs). In this context, the training of a DNN is performed via the minimization of a cross-entropy loss function, and the performance metric is accuracy (the proportion of objects that are classified correctly). While training results in a decrease of loss, the accuracy does not necessarily increase during the process and may sometimes even decrease. The goal of achieving stability of accuracy is to ensure that if accuracy is high at some initial time, it remains high throughout training. A recent result by Berlyand, Jabin, and Safsten introduces a doubling condition on the training data, which ensures the stability of accuracy during training for DNNs using the absolute value activation function. For training data in $\mathbb{R}^n$, this doubling condition is formulated using slabs in $\mathbb{R}^n$ and depends on the choice of the slabs. The goal of this paper is twofold. First, to make the doubling condition uniform, that is, independent of the choice of slabs. This leads to sufficient conditions for stability in terms of training data only. In other words, for a training set $T$ that satisfies the uniform doubling condition, there exists a family of DNNs such that a DNN from this family with high accuracy on the training set at some training time $t_0$ will have high accuracy for all time $t>t_0$. Moreover, establishing uniformity is necessary for the numerical implementation of the doubling condition. The second goal is to extend the original stability results from the absolute value activation function to a broader class of piecewise linear activation functions with finitely many critical points, such as the popular Leaky ReLU.
Differential Privacy, Linguistic Fairness, and Training Data Influence: Impossibility and Possibility Theorems for Multilingual Language Models
Rust, Phillip, Søgaard, Anders
Language models such as mBERT, XLM-R, and BLOOM aim to achieve multilingual generalization or compression to facilitate transfer to a large number of (potentially unseen) languages. However, these models should ideally also be private, linguistically fair, and transparent, by relating their predictions to training data. Can these requirements be simultaneously satisfied? We show that multilingual compression and linguistic fairness are compatible with differential privacy, but that differential privacy is at odds with training data influence sparsity, an objective for transparency. We further present a series of experiments on two common NLP tasks and evaluate multilingual compression and training data influence sparsity under different privacy guarantees, exploring these trade-offs in more detail. Our results suggest that we need to develop ways to jointly optimize for these objectives in order to find practical trade-offs.
Multi-Source (Pre-)Training for Cross-Domain Measurement, Unit and Context Extraction
Li, Yueling, Martschat, Sebastian, Ponzetto, Simone Paolo
We present a cross-domain approach for automated measurement and context extraction based on pre-trained language models. We construct a multi-source, multi-domain corpus and train an end-to-end extraction pipeline. We then apply multi-source task-adaptive pre-training and fine-tuning to benchmark the cross-domain generalization capability of our model. Further, we conceptualize and apply a task-specific error analysis and derive insights for future work. Our results suggest that multi-source training leads to the best overall results, while single-source training yields the best results for the respective individual domain. While our setup is successful at extracting quantity values and units, more research is needed to improve the extraction of contextual entities. We make the cross-domain corpus used in this work available online.